Public statements by the Chairman, Commissioners, and staff of the 申博体育网址, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.  To view Public Statements prior to 2012, view the Public Statements Archive.

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Published date grouping
Date
Title
Speaker
Published date grouping:November 2019 Date: Title: Letter from Robert J. Jackson, Jr. to Congresswoman Maloney, November 18, 2019 (PDF) Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:November 2019 Date: Title: Statement of Commissioners Jackson and Lee on Non-Transparent Exchange Traded Funds Speaker: Commissioner Robert J. Jackson Jr.
Commissioner Allison Herren Lee
Published date grouping:November 2019 Date: Title: Statement on Whistleblower Program 2019 Annual Report to Congress Speaker: Chairman Jay Clayton
Published date grouping:November 2019 Date: Title: Remarks at Meeting of the 申博体育网址’s Small Business Capital Formation Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:November 2019 Date: Title: Remarks before the Investor Advisory Committee Speaker: Commissioner Allison Herren Lee
Published date grouping:November 2019 Date: Title: Remarks to the 申博体育网址 Investor Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:November 2019 Date: Title: Statement of Chairman Jay Clayton on Proposals to Enhance the Accuracy, Transparency and Effectiveness of Our Proxy Voting System Speaker: Chairman Jay Clayton
Published date grouping:November 2019 Date: Title: Statement at the Open Meeting: Modernizing 申博体育网址 Rules Governing Proxy Voting Advice Speaker: Commissioner Elad L. Roisman
Published date grouping:November 2019 Date: Title: Statement at the Open Meeting: Procedural Requirements and Resubmission Thresholds under Exchange Act Rule 14a-8 Speaker: Commissioner Elad L. Roisman
Published date grouping:November 2019 Date: Title: Statement on Proposals to Restrict Shareholder Voting Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:November 2019 Date: Title: Statement at Open Meeting on Proposed Amendments to Improve Accuracy and Transparency of Proxy Voting Advice Speaker: Commissioner Hester M. Peirce
Published date grouping:November 2019 Date: Title: Statement at Open Meeting on Proposed Amendments to Modernize Shareholder Proposal Rule Speaker: Commissioner Hester M. Peirce
Published date grouping:November 2019 Date: Title: Statement on Shareholder Rights Speaker: Commissioner Allison Herren Lee
Published date grouping:November 2019 Date: Title: Remarks to the 申博体育网址 Fixed Income Market Structure Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:November 2019 Date: Title: Remarks to the Securities and Exchange Commission Fixed Income Market Structure Advisory Committee Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:October 2019 Date: Title: Asset-Level Disclosure Requirements for Residential Mortgage-Backed Securities Speaker: Chairman Jay Clayton
Published date grouping:October 2019 Date: Title: Statement on the Passing of Chancellor William T. Allen Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:October 2019 Date: Title: Leaders of CFTC, FinCEN, and 申博体育网址 Issue Joint Statement on Activities Involving Digital Assets Speaker:

Heath Tarbert, Chairman, U.S. Commodity Futures Trading Commission (CFTC)

Kenneth A. Blanco, Director, Financial Crimes Enforcement Network (FinCEN)

Jay Clayton, Chairman, U.S. Securities and Exchange Commission (申博体育网址)

Published date grouping:October 2019 Date: Title: Statement regarding 申博体育网址 Roundtable on Combating Elder Investor Fraud Speaker: Chairman Jay Clayton
Commissioner Hester M. Peirce
Commissioner Robert J. Jackson Jr.
Commissioner Elad L. Roisman
Commissioner Allison Herren Lee
Published date grouping:October 2019 Date: Title: Opening Remarks to the Roundtable on Combating Elder Investor Fraud Speaker: Chairman Jay Clayton
Published date grouping:October 2019 Date: Title: Remarks at the 申博体育网址 Roundtable on Combating Elder Investor Fraud Speaker: Commissioner Elad L. Roisman
Published date grouping:October 2019 Date: Title: Remarks at the 申博体育网址 Roundtable on Combating Elder Investor Fraud Speaker: Commissioner Allison Herren Lee
Published date grouping:September 2019 Date: Title: Statement on DERA’s 10th Anniversary Speaker: Chairman Jay Clayton
Published date grouping:September 2019 Date: Title: Taking Significant Steps to Modernize Our Regulatory Framework Speaker: Chairman Jay Clayton
Published date grouping:September 2019 Date: Title: Statement on Volcker Rule Amendments Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:September 2019 Date: Title: Statement of Commissioner Allison Herren Lee on Amendments to the Volcker Rule Speaker: Commissioner Allison Herren Lee
Published date grouping:September 2019 Date: Title: Update to June 2019 Joint Statement on Opportunistic Strategies in the Credit Derivatives Market Speaker:

申博体育网址 Chairman Jay Clayton

CFTC Chairman Heath Tarbert

FCA Chief Executive Andrew Bailey

Published date grouping:September 2019 Date: Title: Statement on Amendments to the Volcker Rule Speaker: Chairman Jay Clayton
Published date grouping:September 2019 Date: Title: Statement on Passing of Former 申博体育网址 Chief Accountant James Schnurr Speaker:

Chairman Jay Clayton

Published date grouping:September 2019 Date: Title: Statement on Status of the Consolidated Audit Trail Speaker:

Chairman Jay Clayton

Published date grouping:September 2019 Date: Title: Remarks to the 申博体育网址 Investor Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:August 2019 Date: Title: Joint Statement of Commissioners Robert J. Jackson, Jr. and Allison Herren Lee on Proposed Changes to Regulation S-K Speaker: Commissioner Robert J. Jackson Jr.
Commissioner Allison Herren Lee
Published date grouping:August 2019 Date: Title: Statement at Open Meeting on Commission Guidance and Interpretation Regarding Proxy Voting and Proxy Voting Advice Speaker: Chairman Jay Clayton
Published date grouping:August 2019 Date: Title: Statement of Commissioner Allison Herren Lee On Proxy Voting and Proxy Solicitation Releases Speaker: Commissioner Allison Herren Lee
Published date grouping:August 2019 Date: Title: Statement at Open Meeting on Commission Guidance Regarding Proxy Voting and Proxy Voting Advice Speaker: Commissioner Hester M. Peirce
Published date grouping:August 2019 Date: Title: Statement on Proxy-Advisor Guidance Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:August 2019 Date: Title: Statement at the Open Meeting on Commission Guidance and Interpretation Regarding Proxy Voting and Proxy Voting Advice Speaker: Commissioner Elad L. Roisman
Published date grouping:August 2019 Date: Title: Remarks to the 38th Government-Business Forum on Small Business Capital Formation Speaker: Chairman Jay Clayton
Published date grouping:August 2019 Date: Title: Commissioner Roisman Opening Remarks Government-Business Forum on Small Business Capital Formation Speaker: Commissioner Elad L. Roisman
Published date grouping:August 2019 Date: Title: Remarks before the 38th Government-Business Forum on Small Business Capital Formation Speaker: Commissioner Hester M. Peirce
Published date grouping:August 2019 Date: Title: Opening Remarks at the 38th Government-Business Forum on Small Business Capital Formation Speaker: Martha Miller, Advocate for Small Business Capital Formation
Published date grouping:August 2019 Date: Title: Remarks at 申博体育网址’s Small Business Capital Formation Advisory Committee Meeting Speaker: Chairman Jay Clayton
Published date grouping:August 2019 Date: Title: Commissioner Roisman’s Remarks at the Small Business Capital Formation Advisory Committee Meeting Speaker: Commissioner Elad L. Roisman
Published date grouping:August 2019 Date: Title: Statement on Retirement of Lynnette Kelly Speaker: Chairman Jay Clayton
Published date grouping:August 2019 Date: Title: Statement on Retirement of Lynnette Kelly Speaker: Rebecca Olsen, Director, 申博官网 of Municipal Securities
Published date grouping:July 2019 Date: Title: Remarks to the 申博体育网址 Fixed Income Market Structure Advisory Committe Speaker: Chairman Jay Clayton
Published date grouping:July 2019 Date: Title: Remarks to the 申博体育网址 Investor Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:July 2019 Date: Title: Remarks to the 申博体育网址 Investor Advisory Committee Speaker: Commissioner Allison Herren Lee
Published date grouping:July 2019 Date: Title: Statement at the 申博体育网址 Staff Roundtable on Short-Term / Long-Term Management of Public Companies, Our Periodic Reporting System and Regulatory Requirements Speaker: Chairman Jay Clayton
Published date grouping:July 2019 Date: Title: Statement on Opportunity Zones Speaker: Chairman Jay Clayton
Published date grouping:July 2019 Date: Title: Staff Statement on LIBOR Transition Speaker:

Division of Corporation Finance, Division of Investment Management, Division of Trading and Markets, and 申博官网 of the Chief Accountant[1]

Published date grouping:July 2019 Date: Title: Statement on Retirement of Chief Justice Strine Speaker: Chairman Jay Clayton
Published date grouping:July 2019 Date: Title: Statement on the Retirement of Chief Justice Strine Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:July 2019 Date: Title: Joint Staff Statement on Broker-Dealer Custody of Digital Asset Securities Speaker:

Division of Trading and Markets, U.S. Securities and Exchange Commission
申博官网 of General Counsel, Financial Industry Regulatory Authority

Published date grouping:July 2019 Date: Title: Statement on Margin for Security Futures Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:July 2019 Date: Title: Statement Regarding Offers of Settlement Speaker: Chairman Jay Clayton
Published date grouping:June 2019 Date: Title: Joint Statement on CFTC-申博体育网址 Portfolio Margining Harmonization Efforts Speaker: Chairman Jay Clayton
Published date grouping:June 2019 Date: Title: Statement on Commencement of Appointment Process for the 2019-2024 PCAOB Board Seat Speaker: Sagar Teotia, Acting Chief Accountant, 申博官网 of the Chief Accountant
Published date grouping:June 2019 Date: Title: Statement on the Adoption of Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants Speaker: Commissioner Hester M. Peirce
Published date grouping:June 2019 Date: Title: Statement on Senate Confirmation of Allison H. Lee Speaker:

Chairman Jay Clayton
Commissioner Robert J. Jackson Jr.
Commissioner Hester M. Peirce
Commissioner Elad L. Roisman

Published date grouping:June 2019 Date: Title: Statement on Division of Trading and Markets Staff Fee Guidance Speaker: Chairman Jay Clayton
Published date grouping:June 2019 Date: Title: Exchanging Views on Exchange-Traded Funds Speaker: Commissioner Hester M. Peirce
Published date grouping:June 2019 Date: Title: “Veterans Hall” Dedication on the 75th Anniversary of D-Day Speaker: Chairman Jay Clayton
Published date grouping:June 2019 Date: Title: Statement at the Open Meeting on Commission Actions to Enhance and Clarify the Obligations Financial Professionals Owe to our Main Street Investors Speaker: Chairman Jay Clayton
Published date grouping:June 2019 Date: Title: Statement at the Open Meeting on Regulation Best Interest and Related Actions Speaker: Commissioner Hester M. Peirce
Published date grouping:June 2019 Date: Title: Statement at the Open Meeting on Regulation Best Interest, the Interpretation of the Standard of Conduct for Investment Advisers, the Form CRS Relationship Summary, and the Interpretation of “Solely Incidental” Speaker: Commissioner Elad L. Roisman
Published date grouping:June 2019 Date: Title: Statement on Final Rules Governing Investment Advice Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:June 2019 Date: Title: Statement Regarding the 申博体育网址’s Rulemaking Package for Investment Advisers and Broker-Dealers Speaker: Rick Fleming, Investor Advocate
Published date grouping:May 2019 Date: Title: Remarks at the 申博体育网址’s FinTech Forum Speaker: Commissioner Hester M. Peirce
Published date grouping:May 2019 Date: Title: Statement on Memorial Day Speaker: Chairman Jay Clayton
Published date grouping:May 2019 Date: Title: Remarks at 申博体育网址 Memorial Day Ceremony Speaker: Chairman Jay Clayton
Published date grouping:May 2019 Date: Title: Statement Announcing 申博体育网址 Staff Roundtable on Short-Term / Long-Term Management of Public Companies, Our Periodic Reporting System and Regulatory Requirements Speaker: Chairman Jay Clayton
Published date grouping:May 2019 Date: Title: Statement at Open Meeting on Proposed Amendments to Sarbanes Oxley 404(b) Accelerated Filer Definition Speaker: Chairman Jay Clayton
Published date grouping:May 2019 Date: Title: Statement on Proposed Amendments to Sarbanes Oxley 404(b) Accelerated Filer Definition Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:May 2019 Date: Title: Statement at Open Meeting on Proposed Amendments to Sarbanes Oxley 404(b) Accelerated Filer Definition Speaker: Commissioner Hester M. Peirce
Published date grouping:May 2019 Date: Title: Statement at Open Meeting on Proposed Amendments to Sarbanes Oxley 404(b) Accelerated Filer Definition Speaker: Commissioner Elad L. Roisman
Published date grouping:May 2019 Date: Title: Statement on Financial Disclosures about Acquired and Disposed Businesses Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:April 2019 Date: Title: Opening Remarks at the April 2019 Fixed Income Market Structure Advisory Committee Meeting Speaker: Commissioner Elad L. Roisman
Published date grouping:April 2019 Date: Title: Statement on Departure of FDA Commissioner Dr. Scott Gottlieb Speaker: Chairman Jay Clayton
Published date grouping:April 2019 Date: Title: Statement on “Framework for ‘Investment Contract’ Analysis of Digital Assets” Speaker:

Bill Hinman, Director of Division of Corporation Finance
Valerie Szczepanik, Senior Advisor for Digital Assets and Innovation

Published date grouping:April 2019 Date: Title: Remarks at the 29th International Institute for Securities Market Growth and Development Speaker: Chairman Jay Clayton
Published date grouping:March 2019 Date: Title: Remarks to the 申博体育网址 Investor Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:March 2019 Date: Title: Remarks at the March 2019 Investor Advisory Committee Meeting Speaker: Commissioner Elad L. Roisman
Published date grouping:March 2019 Date: Title: Statement on Final Rules Implementing FAST Act Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:February 2019 Date: Title: Statement on Shareholder Proposals Seeking to Require Mandatory Arbitration Bylaw Provisions Speaker: Chairman Jay Clayton
Published date grouping:February 2019 Date: Title: Remarks for Telephone Call with 申博体育网址 Investor Advisory Committee Members Speaker: Chairman Jay Clayton
Published date grouping:February 2019 Date: Title: Brief Statement on Proxy Voting Process: Call with the 申博体育网址 Investor Advisory Committee Speaker:

Commissioner Elad L. Roisman[1]

Published date grouping:January 2019 Date: Title: Statement Regarding Recommencement of Normal Operations Speaker: Chairman Jay Clayton
Published date grouping:January 2019 Date: Title: Statement on EDGAR Hacking Enforcement Action Speaker: Chairman Jay Clayton
Published date grouping:December 2018 Date: Title: Statement in Relation to the 申博体育网址 Open Meeting and Thank You to Kara Stein Speaker: Chairman Jay Clayton
Published date grouping:December 2018 Date: Title: Statement at Open Meeting on Proposed Rule 12d1-4 under the Investment Company Act of 1940 Governing Fund of Funds Arrangements Speaker: Commissioner Kara M. Stein
Published date grouping:December 2018 Date: Title: Statement on Proposed Rule Regarding Risk Mitigation Techniques for Uncleared Security-Based Swaps Speaker: Commissioner Kara M. Stein
Published date grouping:December 2018 Date: Title: Statement on Rule 194, Applications By Security-Based Swap Dealers or Major Security-Based Swap Participants for Statutorily Disqualified Associated Persons to Effect or Be Involved in Effecting Security-Based Swaps Speaker: Commissioner Kara M. Stein
Published date grouping:December 2018 Date: Title: Final Rules Regarding Disqualified Actors in the Security-Based Swaps Market Speaker: Commissioner Robert J. Jackson Jr.
Published date grouping:December 2018 Date: Title: Statement on the Commission’s Consideration of the Public Company Accounting Oversight Board’s Proposed 2019 Budget and Accounting Support Fee Speaker: Commissioner Kara M. Stein
Published date grouping:December 2018 Date: Title: Statement at Open Meeting on Consideration of Whether to Adopt Rule of Practice 194 and to Propose Rules Regarding Risk Mitigation Techniques for Uncleared Security-Based Swaps Speaker: Commissioner Hester M. Peirce
Published date grouping:December 2018 Date: Title: Joint Statement on the IDI Exception to the Swap Dealer Definition Speaker:

申博体育网址 Chairman Jay Clayton

CFTC Chairman Christopher Giancarlo

Published date grouping:December 2018 Date: Title: Remarks to the 申博体育网址 Investor Advisory Committee Speaker: Chairman Jay Clayton
Published date grouping:December 2018 Date: Title: Remarks at the 申博体育网址’s Investor Advisory Committee Meeting Speaker: Commissioner Kara M. Stein
Published date grouping:December 2018 Date: Title: Remarks to the Annual Government-Business Forum on Small Business Capital Formation in Columbus, Ohio Speaker: Chairman Jay Clayton