申博体育网址 NEWS DIGEST Issue 2007-49 March 14, 2007 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS Following is a schedule of Commission meetings, which will be conducted under provisions of the Government in the Sunshine Act. Meetings will be scheduled according to the requirements of agenda items under consideration. Open meetings will be held in the Auditorium, Room LL-002 at the Commission's headquarters building, 100 F Street, N.E., Washington, D.C. Visitors are welcome at all open meetings, insofar as space is available. Persons wishing to photograph or videotape Commission meetings must obtain permission in advance from the Secretary of the Commission. Persons wishing to tape record a Commission meeting should notify the Secretary's office 48 hours in advance of the meeting. Any member of the public who requires auxiliary aids such as a sign language interpreter or material on tape to attend a public meeting should contact Rochelle Franks, 申博官网 of Human Resources, to make arrangements. Ms. Franks can be reached at TTY number (202) 551-4106. In the event Ms. Franks cannot be reached, you may call the interpreter directly at (202) 551-4158. If you are calling from a non TTY number, please call the Relay Service at 1 866 377 8642. OPEN MEETING - WEDNESDAY, MARCH 21, 2007 - 10:00 A.M. The subject matter of the open meeting scheduled for Wednesday, March 21, will be: The Commission will consider whether to adopt a new rule that will enable a foreign private issuer meeting specified conditions to terminate its Securities Exchange Act of 1934 registration and reporting obligations under Section 12(g) regarding a class of equity securities and its Section 15(d) reporting obligations regarding a class of equity or debt securities. The Commission will also consider whether to adopt a rule amendment that will apply the exemption from Exchange Act registration under Rule 12g3-2(b) to a class of equity securities immediately upon the effective date of the issuer's termination of registration and reporting obligations under the new exit rule. CLOSED MEETING - WEDNESDAY, MARCH 21, 2007 - 2:00 P.M. The subject matter of the closed meeting scheduled for Wednesday, March 21, will be: formal orders of investigation; institution and settlement of injunctive actions; institution and settlement of administrative proceedings of an enforcement nature; litigation matters; an adjudicatory matter; and other matters relating to enforcement proceedings. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The 申博官网 of the Secretary at (202) 551-5400. SEMIANNUAL REGULATORY AGENDA The Commission has authorized the publication of its Spring 2007 Regulatory Flexibility Act Agenda. The agenda is a general announcement to the public intended to provide advance notice of rulemaking actions. The agenda, which will not be available to the public until its publication, has been submitted by the Commission to the Regulatory Information Service Center for inclusion in the Unified Agenda of Federal Regulations scheduled for publication in the Federal Register in Spring 2007. Public comments regarding the agenda and the individual agenda entries are due by June 30, 2007. (Rels. 33-8783; 34-55396; IA-2596; IC-27746; File No. S7-07-07) MARCH 19TH ROUNDTABLE: CREATING INTERACTIVE DATA TO SERVE INVESTORS On Monday, March 19, the Securities and Exchange Commission will hold a roundtable discussion on creating interactive data to serve investors. The event begins with remarks from 申博体育网址 Chairman Cox and an address by Vanguard Group Chairman and CEO John J. Brennan on the use of interactive data by public companies and mutual funds to improve disclosure for individual investors. Following Mr. Brennan's remarks, John W. White, Director of the Commission's Division of Corporation Finance, will discuss the use of interactive data to create better disclosure documents. The roundtable will also feature a panel discussion on the benefits, including potential cost savings, of preparing financial reports using interactive data written in a computer language called XBRL. Panelists will include executives at public companies currently providing investors with interactive data on a test basis as part of the 申博体育网址's voluntary filing program. The panel will be moderated by Chicago Sun-Times personal finance columnist Terry Savage. Richard Bennett, Chief Executive 申博官网r of The Corporate Library, will provide closing remarks and discuss the significance of interactive data for corporate governance. The roundtable will take place at the Commission's headquarters at 100 F Street, NE, Auditorium, Room L-002, Washington, DC at 10:00 a.m. (Rels. 33-8786; 34-55456; File No. 4-515). RULES AND RELATED MATTERS AMENDMENTS TO FINANCIAL RESPONSIBILITY RULES FOR BROKER-DEALERS The Commission proposed for comment amendments to its net capital (17 CFR 240.15c3-1), customer protection (17 CFR 240.15c3-3), books and records (17 CFR 240.17a-3 and 17 CFR 240.17a-4), and notification (17 CFR 240.17a-11) rules for broker-dealers under the Securities Exchange Act of 1934 (Exchange Act). The proposed amendments would address several emerging areas of concern regarding the financial requirements for broker-dealers. They also would update the financial responsibility rules. (Rel. 34-55431; File No. S7-08-07) ORDER REGARDING REVIEW OF FASB ACCOUNTING SUPPORT FEE FOR 2007 UNDER 申博体育网址TION 109 OF THE SARBANES-OXLEY ACT OF 2002 The Commission has determined that the 2007 annual accounting support fee for the Financial Accounting Standards Board (FASB) is consistent with Section 109 of the Sarbanes-Oxley Act of 2002 and that the FASB may act in accordance with this determination of the Commission. (Rels. 33-8789; 34-55469) ENFORCEMENT PROCEEDINGS IN THE MATTER OF GOLDMAN SACHS EXECUTION & CLEARING, L.P. On March 14, the Commission issued an Order Instituting Administrative and Cease-and-Desist Proceedings, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934 (Order) against Goldman Sachs Execution & Clearing, L.P. (Goldman Clearing), an affiliate of The Goldman Sachs Group, Inc. According to the Order, between March 2000 and May 2002, certain of Goldman Clearing's customers unlawfully sold securities short in advance of repeat and secondary offerings in contravention of Rule 105 of Regulation M and the Commission's short sale rules. The customers conducted their trading in their prime brokerage accounts using Goldman Clearing's REDI System, a direct market access, automated trading platform, and executed their illegal sales by falsely marking their orders to sell "long." The Order finds that Goldman Clearing's exclusive reliance on its customers' representations that they owned the offered securities they were selling was unreasonable because, for over two years, the customers' pattern of trading and Goldman Clearing's own trading records reflected that they were selling the securities in violation of Rule 105 and the Commission's short sale rules. The customers never delivered to Goldman Clearing the securities they purported to sell long, but rather, had to borrow the securities from Goldman Clearing to settle all of their sales. Goldman Clearing's records also reflected that its customers' always covered their short positions with securities they purchased in follow-on and secondary offerings after executing their sales. Had Goldman Clearing instituted and maintained procedures reasonably designed to detect these significant trading disparities, it could have discovered the pattern of unlawful trades by its customers. Accordingly, the Order finds that Goldman Clearing violated the Commission's order marking and stock loan rules by executing and settling its customers' short sales as long transactions. The Order also finds that Goldman Clearing was a cause of its customers' violations of the short sale rules. Based on the above, the Order censures Goldman Clearing and directs it to cease and desist from committing or causing any violations and any future violations of Section 10(a) of the Securities Exchange Act of 1934 and Rule 10a-1(a) thereunder, and Rules 200(g) and 203(a) of Regulation SHO. The Order also directs Goldman Clearing to pay a $1 million civil money penalty. Goldman Clearing consented to the Order without admitting or denying any of the findings in the administrative and cease-and-desist proceedings. In a separate enforcement proceeding brought by the New York Stock Exchange (NYSE) based on the same conduct, the NYSE issued a decision finding that Goldman Clearing violated the Commission's short sale rules and failed to adhere to principles of good business practices and failed to reasonably supervise its business activities. The NYSE decision censures Goldman Clearing and directs it to pay a $1 million fine in addition to the $1 million civil money penalty imposed by the Order. (Rel. 34-55465; File No. 3-12590; Press Rel. 2007-41) IN THE MATTER OF BANC OF AMERICA 申博体育网址URITIES LLC On March 14, the Commission issued an Order Instituting Administrative and Cease-And-Desist Proceedings, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Sections 15(b)(4) and 21C of the Securities Exchange Act of 1934 (Order) against Banc of America Securities LLC (BAS). The Order finds that, from January 1999 through December 2001, BAS experienced a breakdown in its internal controls designed to detect and prevent the misuse of material nonpublic information concerning its forthcoming equity research. As a result, in at least two instances, BAS traders improperly established proprietary positions prior to the public release of the research. During the same period, BAS fostered an environment in which BAS investment bankers inappropriately influenced equity research analysts, resulting in the publication of materially false and misleading research reports on three companies. Based on the above, the Order censures BAS and orders the firm to cease and desist from committing or causing any violations or future violations of Sections 15(f) and 15(c) of the Securities Exchange Act of 1934. Under the terms of the settlement, BAS will pay $26 million in disgorgement and penalties to benefit the firm's customers. BAS also will retain an independent consultant to conduct a comprehensive review of the firm's internal controls to prevent the misuse of material nonpublic information concerning BAS research, and will certify that it has implemented certain structural and other reforms designed to bolster the integrity of the firm's equity research. BAS consented to the issuance of the Order without admitting or denying any of the findings. (Rel. 34-55466; File No. 3-12591; Press Rel. 2007-42) IN THE MATTER OF AIRSTAR TECHNOLOGIES, INC., ET AL. An Administrative Law Judge has issued an Order Making Findings and Revoking Registrations by Default as to Five Respondents (Default Order) in the matter Airstar Technologies, Inc. The Order Instituting Proceedings alleged that Airstar Technologies, Inc., Amdiv.com, Inc., Antares Capital Corp., Bre Consulting Group, Inc., and Cerplex Group, Inc., failed repeatedly to file required annual and quarterly reports while their securities were registered with the Securities and Exchange Commission. The Default Order finds these allegations to be true and revokes the registrations of each class of registered securities of these Respondents, pursuant to Section 12(j) of the Securities Exchange Act of 1934. (Rel. 34-55470; File No. 3-12565) 申博体育网址 FILES SETTLED INSIDER TRADING CHARGES AGAINST FORMER DEL LABORATORIES, INC. CHIEF FINANCIAL OFFICER The Commission today announced that it filed a settled civil action in federal district court against Melvyn Charles Goldstein (Goldstein), alleging insider trading in the common stock of Del Laboratories, Inc. (Del), a manufacturer of cosmetics and over-the-counter pharmaceuticals. The settlement is subject to Court approval. The Commission's complaint, filed in the U.S. District Court for the Southern District of New York, charges Goldstein with violations of Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. The complaint alleges that Goldstein unlawfully traded in the securities of Del, while in possession of material non-public information, one week prior to the announcement on July 2, 2004, that two companies had reached a definitive agreement to acquire Del. According to the complaint, Goldstein learned, while working at Del as a consultant in Del's Finance Department, that Del was in sales negotiations and would soon announce its plans to be acquired. Goldstein had previously been Del's Chief Financial 申博官网r for sixteen years. By trading in advance of the public announcement of the acquisition agreement, Goldstein stood to profit by $38,308. Without admitting or denying the allegations in the complaint, Goldstein consented to entry of a final judgment, permanently enjoining him from violating Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and prohibiting him from serving as an officer or director of any publicly traded company. The final judgment against Goldstein also requires him to pay disgorgement of $38,308 plus prejudgment interest of $4,882.31 and a civil penalty of $38,308, for a total of $81,498.31. [申博体育网址 v. Melvyn C. Goldstein, 07 Civ. 2199 (TPG) SDNY] (LR-20040) SELF-REGULATORY ORGANIZATIONS IMMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change filed by the National Association of Securities Dealers to revise the effective date of amendments to NASD's Order Audit Trail System Rules (SR-NASD-2007-019) has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of March 19. (Rel. 34-55440) A proposed rule change filed by the New York Stock Exchange to delete from Section 804.00 of the Exchange's listed company manual text that has been superseded (SR-NYSE-2007-20) has become effective under Section 19(b)(3)(A)(ii) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of March 19. (Rel. 34-55448) 申博体育网址URITIES ACT REGISTRATIONS The following registration statements have been filed with the 申博体育网址 under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-11 OMEGA HEALTHCARE INVESTORS INC, 9690 DEERECO ROAD, STE 100, TIMONIUM, MD, 21093, 410-427-1700 - 2,900,000 ($49,561,000.00) Equity, (File 333-141242 - Mar. 13) (BR. 08C) F-1 eTelecare Global Solutions, Inc., 31ST FLOOR CYBERONE BUILDING, EASTWOOD CITY, CYBERPARK BAGUMBAYAN, QUEZON CITY METRO MANILA, R6, 1110, 6329165670 - 0 ($91,712,500.00) Equity, (File 333-141243 - Mar. 13) (BR. 08) S-3ASR GEO GROUP INC, 621 NW 53RD STREET, SUITE 700, BOCA RATON, FL, 33487, 561-893-0101 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-141244 - Mar. 13) (BR. 06C) S-8 INTERNAP NETWORK SERVICES CORP, 601 UNION STREET SUITE 1000, SEATTLE, WA, 98101, 2064418800 - 1,494,472 ($26,108,426.00) Equity, (File 333-141245 - Mar. 13) (BR. 03A) S-8 DELTA PETROLEUM CORP/CO, 370 SEVENTEENTH STREET, SUITE 4300, DENVER, CO, 80202, 3032939133 - 2,800,000 ($50,708,000.00) Equity, (File 333-141247 - Mar. 13) (BR. 04A) S-3ASR NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP /DC/, WOODLAND PARK, 2201 COOPERATIVE WAY, HERNDON, VA, 20171-3025, 7037096700 - 1,000,000,000 ($1,000,000,000.00) Debt, (File 333-141248 - Mar. 13) (BR. 11A) S-3ASR BANCORPSOUTH INC, ONE MISSISSIPPI PL, TUPELO, MS, 38804, 6626802000 - 0 ($19,109,700.00) Equity, (File 333-141250 - Mar. 13) (BR. 07A) S-3 SEACOR HOLDINGS INC /NEW/, 11200 RICHMOND AVENUE, SUITE 400, HOUSTON, TX, 77082, 2818994800 - 1 ($1.00) Equity, (File 333-141251 - Mar. 13) (BR. 05C) S-8 Rhino Outdoor International, Inc., 370 AMAPOLA AVE., # 202, TORRANCE, CA, 90501, 18002883099 - 7,500,000 ($975,000.00) Equity, (File 333-141252 - Mar. 13) (BR. 08A) F-3 FORDING CANADIAN COAL TRUST, SUITE 1000, 205-9TH AVE SE, CALGARY, A0, T2G 0R4, 10,000,000 ($219,500,000.00) Equity, (File 333-141253 - Mar. 13) (BR. 04B) S-8 EDGE PETROLEUM CORP, 1301 TRAVIS, SUITE 2000, HOUSTON, TX, 77002, 7136548960 - 0 ($5,975,000.00) Equity, (File 333-141254 - Mar. 13) (BR. 04B) S-3 WaMu Asset Acceptance Corp., 1301 申博体育网址OND AVENUE, WMC 3501A, SEATTLE, WA, 98101, (206) 500-4418 - 1,000,000 ($1,000,000.00) Equity, (File 333-141255 - Mar. 13) (BR. 05D) S-8 NAVIGANT CONSULTING INC, 615 N WABASH, CHICAGO, IL, 60611, 3125735650 - 2,500,000 ($46,425,000.00) Equity, (File 333-141256 - Mar. 13) (BR. 08B) S-3 BOSTON PROPERTIES INC, 111 HUNTINGTON AVEUE, SUITE 300, BOSTON, MA, 02199, 6172363300 - 0 ($862,500,000.00) Other, (File 333-141257 - Mar. 13) (BR. 08A) N-2 Seligman LaSalle International Real Estate Fund, Inc., 100 PARK AVENUE, NEW YORK, NY, 10017, 212-850-1864 - 40,000 ($1,000,000.00) Equity, (File 333-141258 - Mar. 13) (BR. ) S-3ASR MACK CALI REALTY CORP, 343 THORNALL STREET, EDISON, NJ, 08837-2206, 7325901000 - 0 ($109,467,100.00) Equity, (File 333-141259 - Mar. 13) (BR. 08B) S-8 Riverbed Technology, Inc., 199 FREMONT STREET, SAN FRANCISCO, CA, 94105, (415) 247-8800 - 0 ($126,708,896.32) Equity, (File 333-141260 - Mar. 13) (BR. 03A) S-3 EQUITY RESIDENTIAL, EQUITY RESIDENTIAL, 2 N RIVERSIDE PLAZA, STE 400, CHICAGO, IL, 60606, 3129281178 - 0 ($54,018,077.00) Equity, (File 333-141261 - Mar. 13) (BR. 08A) S-8 US GEOTHERMAL INC, 1509 TYRELL LANE, SUITE B, BOISE, ID, 83706, 208-424-1027 - 4,376,051 ($4,013,586.00) Equity, (File 333-141262 - Mar. 13) (BR. 02C) S-8 MoSys, Inc., 755 N MATIHILDA AVENUE, SUNNYVALE, CA, 94085, 408 731 1800 - 0 ($7,317,375.00) Equity, (File 333-141264 - Mar. 13) (BR. 10B) S-8 VOLTERRA SEMICONDUCTOR CORP, 3839 SPINNAKER COURT, FREMONT, CA, 94538, 510-743-1200 - 0 ($45,429,901.00) Equity, (File 333-141265 - Mar. 13) (BR. 10C) S-8 PLANETOUT INC, 1,090,908 ($4,309,086.60) Equity, (File 333-141266 - Mar. 13) (BR. 08A) S-3 MEDCATH CORP, 10720 SIKES PLACE SUITE 300, CHARLOTTE, NC, 28277, 7047086600 - 0 ($217,715,557.00) Equity, (File 333-141267 - Mar. 13) (BR. 01B) S-3 NTELOS HOLDINGS CORP, 401 SPRING LANE, SUITE 300, P.O. BOX 1990, WAYNESBORO, VA, 22980, 5409463500 - 0 ($230,000,000.00) Equity, (File 333-141268 - Mar. 13) (BR. 11B) S-3ASR SEACOR HOLDINGS INC /NEW/, 11200 RICHMOND AVENUE, SUITE 400, HOUSTON, TX, 77082, 2818994800 - 0 ($0.00) Equity, (File 333-141269 - Mar. 13) (BR. 05C) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal 申博官网rs; Election of Directors; Appointment of Principal 申博官网rs 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ABRAXAS PETROLEUM CORP NV 2.02,9.01 03/13/07 ACUITY BRANDS INC DE 5.02 03/07/07 ACUSPHERE INC DE 1.01,9.01 03/08/07 ADA-ES INC CO 2.02,9.01 03/13/07 ADVANCED PRODUCTS GROUP INC DE 1.01,5.02 03/11/07 AFFIRMATIVE INSURANCE HOLDINGS INC DE 7.01 03/13/07 AGILYSYS INC OH 8.01,9.01 03/12/07 ALESCO FINANCIAL INC 2.02,9.01 03/12/07 ALLIED WASTE INDUSTRIES INC DE 1.01,8.01,9.01 03/12/07 ALLOY INC DE 2.02,9.01 03/13/07 ALLSTATE LIFE GLOBAL FUNDING DE 9.01 03/07/07 Alternative Loan Trust 2007-3T1 DE 7.01,9.01 02/27/07 Altra Holdings, Inc. DE 1.01,9.01 03/11/07 AMCOL INTERNATIONAL CORP DE 1.01,9.01 03/08/07 AMERI-FIRST FINANCIAL GROUP INC 4.01,9.01 03/12/07 AMEND AMERICAN EAGLE OUTFITTERS INC DE 5.03,9.01 03/06/07 AMERICAN INTERNATIONAL GROUP INC DE 8.01,9.01 03/13/07 AMERICAN MOLD GUARD INC 5.02 03/09/07 AMERICAN TOWER CORP /MA/ DE 5.02,9.01 03/13/07 AMERICAN VANGUARD CORP DE 2.02,8.01,9.01 03/08/07 AMIS HOLDINGS INC 1.01,2.03,9.01 03/07/07 AMIS HOLDINGS INC 7.01,9.01 03/13/07 Apple REIT Seven, Inc. VA 2.01,9.01 03/07/07 APPLEBEES INTERNATIONAL INC DE 8.01,9.01 03/13/07 APPLETON PAPERS INC/WI 5.02,9.01 03/13/07 APRIA HEALTHCARE GROUP INC DE 5.02,8.01 03/07/07 AQUACELL TECHNOLOGIES INC DE 7.01,9.01 03/13/07 AQUATIC CELLULOSE INTERNATIONAL CORP 8.01,9.01 03/09/07 ARCHSTONE SMITH TRUST MD 5.02 03/12/07 ARDEN GROUP INC DE 2.02,9.01 03/13/07 Armitage Mining Corp 4.01,9.01 03/09/07 ARRAY BIOPHARMA INC DE 8.01,9.01 03/13/07 ARRIS GROUP INC DE 1.01 03/07/07 ASBURY AUTOMOTIVE GROUP INC DE 1.01,8.01,9.01 03/08/07 Ascent Solar Technologies, Inc. DE 3.02,8.01,9.01 03/13/07 ASIA GLOBAL HOLDINGS CORP. NV 2.03,9.01 03/12/07 Asia Link, Inc. CO 5.01 02/10/07 AMEND ASTA FUNDING INC DE 5.02 03/08/07 ASTRALIS LTD CO 5.02 03/13/07 AUTOIMMUNE INC DE 2.02,9.01 03/09/07 Avantair, Inc DE 2.02,9.01 03/13/07 AVATAR HOLDINGS INC DE 5.02 03/08/07 AVIATION UPGRADE TECHNOLOGIES INC 4.01,9.01 02/28/07 AMEND AVON PRODUCTS INC NY 5.02,9.01 03/07/07 BAXTER INTERNATIONAL INC DE 8.01,9.01 03/12/07 BEA SYSTEMS INC DE 8.01,9.01 03/12/07 Benda Pharmaceutical, Inc. MN 4.01 03/07/07 BERMAN CENTER, INC. DE 1.01,2.03,3.02,5.02,9.01 03/07/07 BigString CORP DE 8.01,9.01 03/12/07 BLACKSANDS PETROLEUM, INC. NV 1.01,9.01 03/09/07 BODYTEL SCIENTIFIC INC. NV 4.01 10/09/06 AMEND BOSTON BEER CO INC MA 2.02,9.01 03/13/07 BOSTON PRIVATE FINANCIAL HOLDINGS INC MA 7.01,9.01 03/13/07 BRAMPTON CREST INTERNATIONAL INC NV 1.01,8.01,9.01 03/02/07 BRE PROPERTIES INC /MD/ MD 8.01,9.01 03/13/07 BRIGHTSTAR INFORMATION TECHNOLOGY GRO DE 4.01,9.01 03/09/07 Brookdale Senior Living Inc. DE 2.02,9.01 03/13/07 Brookdale Senior Living Inc. DE 5.02 03/07/07 BROWN SHOE CO INC NY 7.01,9.01 03/13/07 BROWN SHOE CO INC NY 5.02,5.03,9.01 03/13/07 BUCA INC /MN MN 2.02,9.01 03/13/07 BUCKLE INC NE 2.02,9.01 03/13/07 BUTLER NATIONAL CORP DE 8.01,9.01 03/13/07 CABOT OIL & GAS CORP DE 4.01,9.01 03/08/07 CADENCE PHARMACEUTICALS INC 2.02,9.01 03/13/07 CanAm Uranium Corp NV 5.02,8.01,9.01 03/06/07 CAPITAL CROSSING PREFERRED CORP MA 4.01 03/08/07 CAPITAL ONE FUNDING, LLC 8.01,9.01 02/27/07 CAPITAL RESOURCE FUNDING INC NC 7.01,9.01 03/06/07 CAPITALSOURCE INC DE 5.02,9.01 03/06/07 CARDIODYNAMICS INTERNATIONAL CORP CA 8.01,9.01 03/13/07 CAREMARK RX INC DE 8.01,9.01 03/13/07 CARROLS CORP DE 1.01,1.02,2.03,9.01 03/09/07 CARROLS RESTAURANT GROUP, INC. 1.01,1.02,2.03,9.01 03/09/07 CB RICHARD ELLIS GROUP INC DE 7.01,9.01 03/13/07 CDI CORP PA 5.02 03/08/07 CDRV Investors, Inc. DE 7.01,9.01 03/12/07 CEC ENTERTAINMENT INC KS 3.02 03/05/07 CENTEX CORP NV 8.01,9.01 01/05/07 CENTRAL VERMONT PUBLIC SERVICE CORP VT 2.02,7.01,9.01 03/13/07 CENVEO, INC CO 1.01,2.01,2.03,3.03,8.01,9.01 03/07/07 CERAGENIX PHARMACEUTICALS, INC. DE 7.01,9.01 03/12/07 CHAMPION ENTERPRISES INC MI 9.01 04/07/06 AMEND CHARLES & COLVARD LTD NC 1.01,9.01 03/07/07 CHARTERMAC DE 2.02,9.01 12/31/06 CHARYS HOLDING CO INC 1.01,2.03,3.02,8.01,9.01 03/05/07 AMEND Chase Mortgage Finance Trust Series 2 DE 8.01,9.01 03/13/07 CHEE申博体育网址AKE FACTORY INC DE 1.01,2.03,5.02,9.01 03/12/07 CHYRON CORP NY 2.02,9.01 03/13/07 CIT GROUP INC DE 8.01,9.01 03/12/07 CNS RESPONSE, INC. DE 1.01,2.01,3.02,4.01,5.01,5.02, 03/07/07 5.03,5.06,9.01 COAST DISTRIBUTION SYSTEM INC DE 1.01,7.01,9.01 03/08/07 College Loan Corp Trust II DE 1.01,9.01 03/06/07 COLONY BANKCORP INC GA 7.01,8.01,9.01 03/13/07 COMARCO INC CA 8.01,9.01 03/13/07 COMMSCOPE INC DE 7.01,9.01 03/13/07 CONSOLIDATED CONTAINER CO LLC DE 1.01,3.03,9.01 03/09/07 CONTINENTAL AIRLINES INC /DE/ DE 7.01,9.01 03/12/07 CONTINENTAL AIRLINES INC /DE/ DE 1.01,9.01 03/12/07 COOPER TIRE & RUBBER CO DE 1.01,9.01 03/09/07 CORNELL COMPANIES INC DE 2.02,9.01 03/13/07 CORPORATE PROPERTY ASSOCIATES 14 INC MD 8.01 03/13/07 CORPORATE PROPERTY ASSOCIATES 15 INC MD 8.01 03/13/07 CORRECTIONS CORP OF AMERICA MD 5.02,9.01 03/13/07 COST U LESS INC WA 2.02,8.01,9.01 03/13/07 COSTAR GROUP INC 1.01 03/09/07 COTT CORP /CN/ 5.02 03/07/07 CRA INTERNATIONAL, INC. MA 5.02 03/08/07 Crusade Global Trust No. 1 of 2007 8.01,9.01 03/12/07 CWHEQ Revolving Home Equity Loan Trus 8.01,9.01 01/31/07 CYBER DIGITAL INC NY 1.01 03/12/07 D&E COMMUNICATIONS INC PA 2.02,9.01 03/12/07 DANA CORP VA 8.01 03/12/07 DARK DYNAMITE, INC NV 9.01 10/12/05 AMEND DARLING INTERNATIONAL INC DE 2.01 03/08/07 DAVITA INC DE 8.01,9.01 03/12/07 DCP Midstream Partners, LP DE 1.01,7.01,9.01 03/07/07 DEERE & CO DE 7.01 03/13/07 DEL GLOBAL TECHNOLOGIES CORP NY 8.01,9.01 03/13/07 DELL INC DE 5.02,5.03,9.01 03/08/07 DELTATHREE INC DE 7.01,9.01 03/13/07 Devine Entertainment CORP A6 8.01 03/13/07 DIAMOND MANAGEMENT & TECHNOLOGY CONSU DE 2.02,8.01,9.01 03/13/07 DIGENE CORP DE 5.02 03/13/07 DIGUANG INTERNATIONAL DEVELOPMENT CO. NV 1.01,5.02,9.01 03/07/07 DISCOVER CARD MASTER TRUST I DE 8.01 01/27/07 DIVERSA CORP DE 1.02 03/07/07 DOLLAR GENERAL CORP TN 1.01,3.03,9.01 03/13/07 Domtar CORP DE 1.01,2.03,2.04,3.02,3.03,4.01, 03/13/07 5.02,9.01 ECC Capital CORP 3.01,9.01 03/12/07 ECHO RESOURCES INC. DE 4.01,9.01 03/13/07 EDO CORP NY 5.02 02/20/07 EFUNDS CORP DE 1.01,9.01 03/09/07 EGL INC TX 1.02,5.02 03/09/07 Electronic Sensor Technology, Inc 1.01,5.02,9.01 03/08/07 ELECTRONICS FOR IMAGING INC DE 3.01,9.01 03/08/07 EMAGIN CORP DE 1.01,8.01,9.01 03/09/07 EMC INSURANCE GROUP INC IA 7.01 03/12/07 EMERITUS CORP\WA\ WA 1.01 03/07/07 EMPIRE FINANCIAL HOLDING CO FL 1.01,3.02,8.01,9.01 03/07/07 Employers Holdings, Inc. NV 8.01 03/12/07 ENCORE ACQUISITION CO DE 1.01,2.01,2.03,9.01 03/07/07 ENCYSIVE PHARMACEUTICALS INC DE 7.01,9.01 03/13/07 ENTREMED INC DE 2.02,9.01 03/13/07 ENVIRONMENTAL SOLUTIONS WORLDWIDE INC FL 1.01,2.03 03/07/07 AMEND ENZO BIOCHEM INC NY 2.02,8.01,9.01 03/12/07 Ethos Environmental, Inc. NV 3.02,9.01 03/09/07 EV Energy Partners, LP DE 1.01,7.01,8.01,9.01 03/13/07 EXCO RESOURCES INC TX 2.02,9.01 03/12/07 EXCO RESOURCES INC TX 7.01,8.01,9.01 03/13/07 EXCO RESOURCES INC TX 1.01,9.01 03/08/07 EXPRESS SCRIPTS INC DE 2.02,9.01 03/07/07 EXPRESS SCRIPTS INC DE 8.01,9.01 03/13/07 EXXON MOBIL CORP NJ 2.02,7.01 03/07/07 EZENIA INC DE 5.02,7.01,9.01 03/08/07 Federal Home Loan Bank of Atlanta X1 2.03 03/07/07 Federal Home Loan Bank of Boston X1 2.03 03/07/07 Federal Home Loan Bank of Chicago X1 2.03 03/07/07 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 03/08/07 Federal Home Loan Bank of Des Moines X1 2.03,9.01 03/07/07 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 03/07/07 Federal Home Loan Bank of New York X1 2.03,9.01 03/08/07 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 03/07/07 Federal Home Loan Bank of San Francis X1 2.03 03/07/07 Federal Home Loan Bank of Seattle 2.03 03/12/07 Federal Home Loan Bank of Topeka 2.03 03/07/07 FEDERAL REALTY INVESTMENT TRUST MD 3.02,3.03,5.03,9.01 03/08/07 FINLAY ENTERPRISES INC /DE DE 2.02,9.01 03/13/07 FINLAY FINE JEWELRY CORP DE 2.02,9.01 03/13/07 FIRST CONSULTING GROUP INC DE 2.02,9.01 03/13/07 FIRST FARMERS & MERCHANTS CORP TN 2.02 03/13/07 FIRST NATIONAL BANCSHARES INC /SC/ SC 8.01,9.01 03/09/07 First Valley Bancorp, Inc. CT 8.01,9.01 03/12/07 Fit For Business International Inc NV 4.02 02/26/07 FLOTEK INDUSTRIES INC/CN/ DE 2.02,9.01 03/13/07 FOOTHILLS RESOURCES INC 7.01,9.01 03/12/07 Fortress International Group, Inc. DE 8.01,9.01 03/08/07 GASTAR EXPLORATION LTD 7.01,9.01 03/13/07 GENESEE & WYOMING INC DE 8.01 03/12/07 GENOMIC HEALTH INC 8.01 03/13/07 AMEND GEORGIA POWER CO GA 8.01,9.01 03/06/07 GLATFELTER P H CO PA 1.01 03/07/07 GLOBAL AIRCRAFT SOLUTIONS, INC. AZ 7.01,9.01 03/13/07 GLOBAL ENTERTAINMENT HOLDINGS/EQUITIE CO 8.01,9.01 03/12/07 GMAC LLC DE 2.02,9.01 03/13/07 GOLD STANDARD INC UT 5.03 12/29/06 GOLDEN CHIEF RESOURCES INC KS 4.02 10/13/06 AMEND GOLDEN TELECOM INC DE 8.01,9.01 03/12/07 GOLDMAN SACHS GROUP INC/ DE 2.02,8.01,9.01 03/13/07 GOLFSMITH INTERNATIONAL HOLDINGS INC DE 2.02,9.01 03/13/07 GRAN TIERRA ENERGY, INC. NV 7.01,9.01 03/13/07 Granite Falls Energy, LLC MN 7.01,9.01 03/12/07 Grant Life Sciences, Inc. NV 1.01,2.03,3.02,9.01 03/07/07 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 03/09/07 GROUP 1 AUTOMOTIVE INC DE 7.01,9.01 03/09/07 GS AGRIFUELS CORP DE 1.01,2.01 03/12/07 GULF WESTERN PETROLEUM CORP NV 5.02 03/12/07 GYMBOREE CORP DE 2.02,9.01 03/13/07 GYRODYNE CO OF AMERICA INC NY 5.03,9.01 03/07/07 HARRIS & HARRIS GROUP INC /NY/ NY 5.02 03/12/03 HARVEST NATURAL RESOURCES, INC. DE 2.02,9.01 03/13/07 HCC INSURANCE HOLDINGS INC/DE/ DE 7.01,9.01 03/13/07 HEALTH NET INC DE 7.01 03/13/07 HEALTHSTREAM INC TN 1.01,2.01,2.02,2.03,3.02,9.01 03/12/07 HERTZ CORP DE 2.02,7.01,9.01 03/12/07 HERTZ GLOBAL HOLDINGS INC 2.02,7.01,9.01 03/12/07 HFF, Inc. DE 2.02,9.01 03/12/07 HINES HORTICULTURE INC DE 2.03 03/08/07 HOLLY CORP DE 7.01,9.01 03/13/07 HOLLYWOOD MEDIA CORP FL 2.02,9.01 03/13/07 Home Equity Mortgage Loan Asset Backe DE 9.01 03/09/07 HONEYWELL INTERNATIONAL INC DE 7.01,9.01 03/12/07 HOOPER HOLMES INC NY 5.02 02/05/07 HOOPER HOLMES INC NY 5.02 05/08/06 HORNBECK OFFSHORE SERVICES INC /LA DE 7.01 03/13/07 HOSPITALITY PROPERTIES TRUST MD 1.01,2.03,3.02,8.01,9.01 03/07/07 IMAGE SENSING SYSTEMS INC MN 5.02,9.01 03/09/07 Implantable Vision, Inc. UT 1.01,9.01 03/09/07 INDYMAC ABS INC DE 9.01 03/13/07 INFINITY ENERGY RESOURCES, INC 2.02,9.01 03/13/07 INFOCROSSING INC DE 2.02,7.01,9.01 12/31/06 INKSURE TECHNOLOGIES INC. DE 8.01,9.01 03/13/07 INTER PARFUMS INC DE 2.02,5.02,7.01,8.01,9.01 03/12/07 INTERCONTINENTALEXCHANGE INC 7.01 03/12/07 INTERCONTINENTALEXCHANGE INC 7.01,9.01 03/12/07 AMEND INTERFACE INC GA 1.01,7.01,9.01 03/13/07 INTERMUNE INC DE 1.01 03/07/07 INTERNATIONAL LEASE FINANCE CORP CA 9.01 03/12/07 International Power Group, Ltd. DE 8.01 03/13/07 Intersearch Group Inc FL 2.02,9.01 03/12/07 INTERSTATE HOTELS & RESORTS INC DE 1.01,2.03,5.02 03/07/07 iPCS, INC DE 5.02,9.01 03/07/07 ISLE OF CAPRI CASINOS INC DE 4.02,9.01 03/13/07 ITT CORP IN 5.02 03/07/07 IVANHOE ENERGY INC 5.02,5.03,9.01 03/13/07 IVANHOE ENERGY INC 4.02,9.01 03/08/07 J P MORGAN CHASE & CO DE 9.01 03/09/07 J2 GLOBAL COMMUNICATIONS INC DE 2.02,7.01,9.01 03/12/07 J2 GLOBAL COMMUNICATIONS INC DE 7.01 03/13/07 JETBLUE AIRWAYS CORP DE 5.02 03/07/07 JO-ANN STORES INC OH 2.02,9.01 03/12/07 JPMAC 2007-CH1 DE 8.01,9.01 03/13/07 JUNIPER NETWORKS INC DE 5.02 03/12/07 KAYNE ANDERSON ENERGY DEVELOPMENT CO MD 8.01,9.01 03/12/07 KENDLE INTERNATIONAL INC OH 5.02 03/07/07 KROGER CO OH 2.02,7.01,9.01 03/13/07 LABORATORY CORP OF AMERICA HOLDINGS DE 7.01 03/13/07 LCC INTERNATIONAL INC DE 7.01 03/12/07 LEHMAN BROTHERS HOLDINGS INC DE 8.01,9.01 03/13/07 LEHMAN BROTHERS HOLDINGS INC DE 9.01 03/07/07 Liberty Global, Inc. 7.01 03/13/07 LIGHTBRIDGE INC DE 1.01,9.01 10/10/06 AMEND LINCOLN NATIONAL CORP IN 8.01,9.01 03/08/07 LIPID SCIENCES INC/ AZ 2.02,8.01,9.01 03/08/07 LNB BANCORP INC OH 5.02 03/09/07 LSB INDUSTRIES INC DE 3.02,9.01 03/13/07 MAC-GRAY CORP DE 5.02,9.01 03/07/07 MACERICH CO MD 8.01,9.01 03/12/07 MAGUIRE PROPERTIES INC MD 1.01 03/07/07 MAIR HOLDINGS INC MN 8.01 03/12/07 Makeup.com LTD NV 2.01,9.01 10/20/06 AMEND MASS MEGAWATTS WIND POWER INC 3.02 03/13/07 MAXYGEN INC DE 1.02,9.01 03/13/07 MEDecision, Inc. PA 5.02 03/08/07 MEDICIS PHARMACEUTICAL CORP DE 5.02 03/07/07 MERCHANTS & MANUFACTURERS BANCORPORAT WI 5.02 03/02/07 MERCURY COMPUTER SYSTEMS INC MA 5.02,9.01 03/08/07 MERRILL LYNCH & CO INC DE 8.01,9.01 03/07/07 MERRILL LYNCH & CO INC DE 8.01,9.01 03/08/07 MERRILL LYNCH & CO INC DE 8.01,9.01 03/12/07 METRETEK TECHNOLOGIES INC DE 2.02,9.01 03/13/07 MICRON ENVIRO SYSTEMS INC NV 8.01,9.01 01/31/07 MICRON ENVIRO SYSTEMS INC NV 8.01,9.01 03/13/07 MICROVISION INC DE 2.02,9.01 03/13/07 MIDDLEBY CORP DE 3.01,9.01 03/08/07 MILLENNIUM PHARMACEUTICALS INC DE 8.01 03/13/07 MISSION COMMUNITY BANCORP CA 2.02,9.01 03/12/07 MOVE INC DE 5.02 03/09/07 MOVENTIS CAPITAL, INC. DE 7.01,9.01 03/13/07 MSC-Medical Services CO FL 5.02,9.01 03/07/07 NATIONAL FINANCIAL PARTNERS CORP 7.01,9.01 03/13/07 NATURAL GAS SERVICES GROUP INC 5.02 03/07/07 NBC ACQUISITION CORP DE 7.01,9.01 03/13/07 NEBRASKA BOOK CO KS 7.01,9.01 03/13/07 NEOSE TECHNOLOGIES INC DE 1.01,3.02,9.01 03/08/07 NEVADA GOLD & CASINOS INC NV 2.02,9.01 03/12/07 NEW CENTURY FINANCIAL CORP MD 1.01,1.02,2.04,8.01,9.01 03/12/07 NEW CENTURY FINANCIAL CORP MD 1.01,1.02,2.04,8.01,9.01 03/07/07 AMEND NEW YORK COMMUNITY BANCORP INC DE 8.01,9.01 03/13/07 NewGen Technologies, Inc NV 1.01 03/12/07 NewMarket Technology Inc NV 1.01,7.01,9.01 03/09/07 NEWPARK RESOURCES INC DE 5.02,5.03,8.01,9.01 03/07/07 NEWS CORP 8.01,9.01 03/13/07 NNN 2003 VALUE FUND LLC 1.01,2.01,2.03,7.01,9.01 03/07/07 NNN Healthcare/申博官网 REIT, Inc. MD 1.01,2.01,2.03,7.01,9.01 03/09/07 Nomura Home Equity Loan, Inc., Home E DE 6.04 03/07/07 NORTHSTAR REALTY 2.02,9.01 03/13/07 NORTHWEST BANCORP INC PA 4.01,9.01 03/07/07 NOVA BIOSOURCE FUELS, INC. NV 1.01,2.03,7.01,9.01 03/07/07 NOVAVAX INC DE 5.02,9.01 03/07/07 NPC INTERNATIONAL INC KS 7.01,9.01 03/13/07 NUTRACEA CA 5.02 03/08/07 OAKLEY INC WA 5.02 03/13/07 OccuLogix, Inc. DE 1.01 03/11/07 ODYSSEY HEALTHCARE INC DE 7.01,9.01 03/13/07 Omega Flex, Inc. PA 2.02,7.01,9.01 12/31/06 OMEGA PROTEIN CORP NV 1.01,9.01 03/07/07 OMEGA PROTEIN CORP NV 2.02,9.01 03/12/07 OPHTHALMIC IMAGING SYSTEMS CA 7.01,9.01 03/12/07 Option One Mortgage Loan Trust 2007-2 DE 9.01 03/01/07 Orchids Paper Products CO /DE DE 2.02,7.01,9.01 03/12/07 PARAGON TECHNOLOGIES INC PA 2.02,9.01 12/31/06 Patient Safety Technologies, Inc DE 3.02 03/07/07 PATRICK INDUSTRIES INC IN 5.02,9.01 03/13/07 PeopleSupport, Inc. DE 7.01,9.01 03/13/07 PLAINS EXPLORATION & PRODUCTION CO DE 1.01,8.01,9.01 03/08/07 PLANET411 COM INC DE 5.02 03/09/07 PMA CAPITAL CORP PA 1.01 08/25/06 POGO PRODUCING CO DE 1.01,5.02,9.01 03/12/07 POLYMER GROUP INC DE 2.02,9.01 03/09/07 Polypore, Inc. DE 5.02 03/07/07 PORTEC RAIL PRODUCTS INC WV 1.01,9.01 03/07/07 PORTFOLIO RECOVERY ASSOCIATES INC DE 4.01,9.01 03/08/07 PORTLAND GENERAL ELECTRIC CO /OR/ OR 8.01 03/12/07 PRAXAIR INC DE 1.01,9.01 03/07/07 PREMIER EXHIBITIONS, INC. 8.01,9.01 03/12/07 PRESSTEK INC /DE/ DE 1.01 02/26/07 PROGRESS ENERGY INC NC 7.01 03/13/07 PROGRESS SOFTWARE CORP /MA MA 5.02,7.01,9.01 03/07/07 PROQUEST CO DE 2.02,9.01 03/07/07 PROTECTION ONE INC DE 1.01,9.01 03/08/07 QUEST SOFTWARE INC CA 5.02 03/07/07 QUOVADX INC DE 7.01,9.01 03/13/07 RADYNE CORP DE 8.01,9.01 03/13/07 REHABCARE GROUP INC DE 7.01,9.01 03/13/07 RELM WIRELESS CORP NV 2.02,7.01,9.01 03/07/07 RENTECH INC /CO/ CO 7.01 03/12/07 RESIDENTIAL CAPITAL, LLC DE 2.02,9.01 03/13/07 REVLON CONSUMER PRODUCTS CORP DE 7.01,9.01 03/13/07 REVLON INC /DE/ DE 2.02,9.01 03/13/07 RIMAGE CORP MN 5.02,5.03,9.01 03/07/07 Robcor Properties Inc 1.01,9.01 03/12/07 ROCKWELL COLLINS INC DE 1.01,2.03,9.01 03/07/07 S&T BANCORP INC PA 5.02 03/07/07 SABA SOFTWARE INC DE 2.02,9.01 03/13/07 SAPIENT CORP DE 2.02,9.01 03/13/07 SCIENTIFIC LEARNING CORP DE 1.01,5.02,9.01 03/07/07 SEABOARD CORP /DE/ DE 8.01,9.01 03/11/07 SEACOR HOLDINGS INC /NEW/ DE 3.02 03/13/07 申博体育网址OM GENERAL CORP DE 8.01 02/28/07 SEMCO ENERGY INC MI 2.02,9.01 03/13/07 SHUFFLE MASTER INC MN 2.02,9.01 03/12/07 SHUFFLE MASTER INC MN 4.02 03/09/07 SIERRA HEALTH SERVICES INC NV 1.01,8.01,9.01 01/04/06 SIERRA HEALTH SERVICES INC NV 1.01,5.03,9.01 03/11/07 SIGMATRON INTERNATIONAL INC DE 2.02,9.01 03/13/07 SILICON IMAGE INC DE 5.02 03/08/07 SIRICOMM INC DE 4.01,9.01 03/07/07 SIRIUS SATELLITE RADIO INC DE 8.01 03/13/07 SM&A DE 1.01,1.02,5.02,9.01 03/07/07 SMITH & WESSON HOLDING CORP NV 2.02,9.01 03/13/07 Somaxon Pharmaceuticals, Inc. DE 2.02,9.01 03/13/07 SPANISH BROADCASTING SYSTEM INC DE 2.02,9.01 03/13/07 SPIRIT FINANCE CORP 1.01,3.02,9.01 03/12/07 STANFORD MANAGEMENT LTD DE 5.03,8.01 03/12/07 STEVEN MADDEN, LTD. DE 1.01,9.01 03/09/07 STEWART ENTERPRISES INC LA 2.02,9.01 03/13/07 STRATS TRUST FOR BELLSOUTH TELECOM SE 8.01 03/08/07 STRIDE RITE CORP MA 1.01,3.03,9.01 03/13/07 Surge Global Energy, Inc. 1.01,2.01 03/02/07 AMEND SYSVIEW TECHNOLOGY, INC. 5.02,9.01 03/07/07 T-3 ENERGY SERVICES INC TX 8.01,9.01 03/13/07 TALLY HO VENTURES INC DE 4.01,9.01 03/08/07 TANDY BRANDS ACCESSORIES INC DE 7.01,9.01 03/13/07 TASER INTERNATIONAL INC 5.02,9.01 03/08/07 TB WOODS CORP DE 1.01,9.01 02/16/07 TBS INTERNATIONAL LTD 2.02,9.01 03/12/07 TELVUE CORP DE 1.01,2.01,9.01 03/13/07 THINKENGINE NETWORKS, INC. 5.02 03/09/07 THOMAS & BETTS CORP TN 8.01,9.01 03/09/07 TOPPS CO INC DE 8.01 03/13/07 TOREADOR RESOURCES CORP DE 2.02,7.01,9.01 03/13/07 TRANSAX INTERNATIONAL LTD 5.02 03/09/07 TRANSNATIONAL FINANCIAL NETWORK INC CA 8.01 03/09/07 TRAVELCENTERS OF AMERICA LLC 2.02,9.01 03/12/07 TRICO MARINE SERVICES INC DE 7.01,9.01 03/13/07 TRW AUTOMOTIVE HOLDINGS CORP DE 8.01,9.01 03/12/07 TURBODYNE TECHNOLOGIES, INC NV 7.01,9.01 03/13/07 TXU CORP /TX/ TX 8.01 03/12/07 U S GOLD CORP CO 7.01,8.01,9.01 03/13/07 U S GOLD CORP CO 7.01,8.01,9.01 03/13/07 U S GOLD CORP CO 7.01,8.01,9.01 03/13/07 U S PRECIOUS METALS INC DE 8.01 03/06/07 AMEND UCN INC DE 3.02,5.02,9.01 03/07/07 UMH PROPERTIES, INC. MD 7.01,9.01 03/13/07 URANIUM RESOURCES INC /DE/ DE 8.01,9.01 03/13/07 URANIUM RESOURCES INC /DE/ DE 5.02,9.01 03/12/07 USA Mobility, Inc DE 2.02,7.01,9.01 03/08/07 UTSTARCOM INC DE 3.01,9.01 03/07/07 Valentec Systems, Inc DE 5.02,9.01 03/13/07 VERASUN ENERGY CORP 5.02,9.01 03/12/07 VIACELL INC 5.02,9.01 03/07/07 VIASPACE Inc. NV 1.01,1.02,3.02,9.01 03/08/07 VOIP INC 8.01,9.01 03/13/07 VWR International, Inc. 7.01,9.01 03/12/07 WALT DISNEY CO/ DE 5.02,9.01 03/08/07 WaMu Asset Acceptance Corp. DE 9.01 03/13/07 WaMu Mortgage Pass-Through Certificat DE 9.01 02/27/07 Washington Mutual Mortgage Pass-Throu DE 9.01 02/26/07 WEB.COM, INC. MN 2.02,9.01 03/13/07 WEB.COM, INC. MN 1.01,1.02,3.03,9.01 03/12/07 WEGENER CORP DE 7.01,9.01 03/13/07 WESCO INTERNATIONAL INC DE 8.01 03/08/07 WEST MARINE INC DE 5.03,9.01 03/08/07 WHITE MOUNTAINS INSURANCE GROUP LTD D0 8.01,9.01 03/13/07 WHITE MOUNTAINS INSURANCE GROUP LTD D0 7.01,9.01 03/13/07 WHX CORP DE 4.01,9.01 01/17/07 AMEND WINLAND ELECTRONICS INC MN 2.02,9.01 03/13/07 WITNESS SYSTEMS INC DE 8.01 03/09/07 WORLD AIR HOLDINGS, INC. 5.02 03/12/07 XM SATELLITE RADIO HOLDINGS INC DE 8.01 03/13/07 YOUBET COM INC DE 2.02,9.01 03/13/07 ZILA INC DE 5.02,9.01 03/07/07